It has been over a year since the Securities and Exchange Commission (SEC) permitted securities issuers to market their capital raises using general solicitation and general advertising while still qualifying for an exemption from public registration. During this time, hundreds of online crowdfunding platforms have launched – seemingly overnight – offering investment opportunities in private […]
Eliza Sporn Fromberg and Norbert Mehl
Eliza Sporn Fromberg is counsel in the Corporate and Business Law group of Day Pitney LLP, where her practice focuses on advising broker-dealers and investment advisers in connection with regulatory and compliance matters. She previously served as managing director and general counsel of ThinkEquity LLC, a boutique investment bank.
Norbert Mehl is the CEO of Global i Ventures, an M&A adviser specializing in international mergers and acquisitions of startups and emerging growth companies. He is a New York-based multilingual serial entrepreneur and investor, born in Switzerland and raised in Argentina.